Leonteq Securities AG

Leonteq Securities AG is a Swiss fintech company specializing in structured investment solutions. The company offers a wide range of derivative investment products and services, focusing on capital protection, yield enhancement, and participation product classes. Leonteq acts as both a direct issuer of its own products and as a partner to other financial institutions, enabling life insurance companies and banks to produce capital-efficient, unit-linked pension products with guarantees. The company has offices and subsidiaries in 13 countries across Europe, the Middle East, and Asia. Leonteq Securities AG is the main operating subsidiary of Leonteq AG, a securities firm regulated by the Swiss Financial Market Authority FINMA. Leonteq AG is listed on the SIX Swiss Exchange (SIX: LEON) and has been assigned a BBB-/stable credit rating by Fitch Ratings. The company has also been assigned an AA ESG rating by MSCI. Leonteq's technological platform allows for the creation of innovative and highly customized investment products, combining advanced pricing systems with a wide choice of issuing partners and a broad universe of underlyings. Leonteq operates in Italy since 2016, offering a wide range of more than 900 certificates listed on SeDeX, EuroTLX, and Hi-Cert. The company has also become a market maker for equities and ETFs on BX Swiss, further expanding its presence in the Swiss financial market. Leonteq's commitment to innovation is evident in its development of an advanced automated retail flow platform, enabling clients to access a comprehensive suite of securitized leverage products, including Mini-Futures and Open-End Warrants with Knock-Out. This initiative represents the company's single biggest investment in recent years, aiming to enhance and diversify both its product portfolio and client base. Leonteq's strategic focus on expanding its retail flow business and enhancing its technological capabilities underscores its commitment to providing innovative investment solutions to a global clientele.

Investments in structured financial products, Partnerships with financial institutions for product issuance, Compliance with regulatory standards in operating jurisdictions, Alignment with Leonteq's strategic focus areas